The Resource Navigating the conflicting requirements of the IRS, SEC, and FINRA : an approach for financial services firms

Navigating the conflicting requirements of the IRS, SEC, and FINRA : an approach for financial services firms

Label
Navigating the conflicting requirements of the IRS, SEC, and FINRA : an approach for financial services firms
Title
Navigating the conflicting requirements of the IRS, SEC, and FINRA : an approach for financial services firms
Creator
Subject
Language
eng
Summary
This article outlines an approach to satisfying the conflicting requirements that the Internal Revenue Service, the Securities and Exchange Commission, and the Financial Industry Regulatory Authority impose on certain types of financial services firms
Citation source
In: Tax management transfer pricing report. - Arlington. - Vol. 20 (2011),
Geographic coverage
North America
Language note
English
Label
Navigating the conflicting requirements of the IRS, SEC, and FINRA : an approach for financial services firms
Instantiates
Publication
Label
Navigating the conflicting requirements of the IRS, SEC, and FINRA : an approach for financial services firms
Publication

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      52.37366609999999 4.9336932
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